Depository Trust Company

Results: 317



#Item
231Funds / Financial services / Exchange-traded fund / Security / Depository Trust & Clearing Corporation / Net asset value / Bond / Repurchase agreement / Open-ended investment company / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]ARK ETF Trust, et al.; Notice of Application April 7, 2014 Agency: Securities and Exchange Commission (the “Commission”). Actio

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Language: English - Date: 2014-04-07 18:08:10
232Central Securities Depositories / United States securities law / Depository Trust & Clearing Corporation / Securities / Security / Securities Exchange Act / Short / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]September 7, 2011 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change as Modified by Am

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Language: English - Date: 2011-09-08 17:18:55
233United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Securities Exchange Act / Depository Trust & Clearing Corporation / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]February 5, 2013 Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of a Longer Period for Commission Act

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Language: English - Date: 2013-02-06 07:59:11
234Central Securities Depositories / Depository Trust & Clearing Corporation / Securities / Short / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]May 16, 2013 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule C

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Language: English - Date: 2013-05-17 13:13:37
235Stock market / Central Securities Depositories / United States securities law / Security / Depository Trust & Clearing Corporation / CUSIP / Fee / Short / Securities Exchange Act / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION Release No[removed]; File No. SR-DTC[removed]December 30, 2013 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rul

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Language: English - Date: 2013-12-31 08:58:53
236Securities / Payment systems / United States securities law / Central Securities Depositories / United States Securities and Exchange Commission / Depository Trust & Clearing Corporation / Security / Securities Exchange Act / Database transaction / Finance / Financial economics / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]October 3, 2008 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change to Expand DTC’s

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Language: English - Date: 2008-10-06 15:59:54
237Finance / Central Securities Depositories / Stock market / Payment systems / Depository Trust & Clearing Corporation / Security / Settlement / Securities Exchange Act / Financial economics / Securities / Financial system

Notice of Filing of Proposed Rule Change to Implement a Change in the Practices of The Depository Trust Company as They Relate to Post-payable Adjustments

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Language: English - Date: 2012-05-02 11:17:44
238United States Securities and Exchange Commission / Finance / Securities / Stock market / 73rd United States Congress / Security / Securities Act / Securities Exchange Act / Rule 144A / Financial economics / United States securities law / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]June 21, 2007 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to a Polic

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Language: English - Date: 2007-06-25 16:06:13
239Financial system / Central Securities Depositories / Depository Trust & Clearing Corporation / United States securities law / Securities Exchange Act / Demat account / Securities and Exchange Commission / Settlement / Dematerialization / Securities / Financial economics / Economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]August 21, 2008 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change to Eliminate the Ab

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Source URL: www.sec.gov

Language: English - Date: 2008-08-27 13:04:53
240Energy service company / Depository Trust & Clearing Corporation / Finance / Financial system / Financial economics / Energy conservation

Account Activity July 2012 Sustainable Energy Utility, Inc. Energy Efficiency Revenue Bonds Series 2011

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Source URL: imageserv.team-logic.com

Language: English - Date: 2012-08-31 16:13:11
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